| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| I WIN SECURITIES LIMITED | RO | Dealing in securities | 2022-03-11 | - |
| I Win Asset Management Limited | Rep | Advising on securities | 2022-03-04 | - |
| I WIN SECURITIES LIMITED | Rep | Dealing in securities | 2020-12-08 | 2022-03-11 |
| CMBC International Securities Limited | Rep | Advising on securities | 2018-12-03 | 2020-07-28 |
| Rep | Dealing in securities | 2018-12-03 | 2020-07-28 | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-01-03 | 2020-07-28 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-01-03 | 2020-07-28 |
| Rep | Dealing in securities | 2018-01-03 | 2020-07-28 | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-05-15 | 2017-07-27 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-07-27 | 2017-07-27 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2011-03-11 | 2011-06-21 |
No HKMA registrations in the collected records.