Personnel Hong Kong SFC License Details (ID 74195)

Personnel Hong Kong SFC License Details (ID 74195)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2024-07-12	-
CORPORATE COMMODITIES LIMITED	Rep	Dealing in futures contracts	2024-07-12	-
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2003-10-20	2024-06-25
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-10-20	2024-06-25
CELESTIAL COMMODITIES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-10-01
	Rep	Asset management	2003-04-01	2003-10-01
	Rep	Providing automated trading services	2003-04-01	2003-10-01
	Rep	Dealing in futures contracts	2003-04-01	2003-10-01
CELESTIAL FINANCE LIMITED	Rep	Securities margin financing	2003-04-01	2003-10-01
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-10-01
	Rep	Advising on securities	2003-04-01	2003-10-01
	Rep	Asset management	2003-04-01	2003-10-01
	Rep	Providing automated trading services	2003-04-01	2003-10-01
	Rep	Dealing in securities	2003-04-01	2003-10-01