| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-09-20 | - |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2006-03-31 | - |
| UNI-ALPHA FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-10-05 |
| Rep | Asset management | 2003-04-01 | 2004-10-05 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-01-27 |
No HKMA registrations in the collected records.