Personnel Hong Kong SFC License Details (ID 74218)

Personnel Hong Kong SFC License Details (ID 74218)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2017-08-03	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2017-08-03	-
China Securities (International) Brokerage Company Limited	Rep	Advising on futures contracts	2014-11-20	2014-12-25
	Rep	Dealing in futures contracts	2014-11-20	2014-12-25
	Rep	Dealing in securities	2014-01-24	2014-12-25
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2008-07-11	2014-01-10
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2008-01-22	2014-01-10
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-05-25	2008-01-10