Webb-site Legacy

Chow, Ka Lai (SFC:AAQ308) 周嘉麗

SFC ID:AAQ308

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-03-30	2022-09-30
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2004-03-30	2022-09-30
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-03-20
	Rep	Advising on securities	-	2004-03-20
	Rep	Asset management	-	2004-03-20
	Rep	Providing automated trading services	-	2004-03-20
	Rep	Dealing in securities	-	2004-03-20
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2004-03-20
	Rep	Asset management	-	2004-03-20
	Rep	Dealing in futures contracts	-	2004-03-20
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-03-20
	Rep	Advising on securities	-	2004-03-20
	Rep	Asset management	-	2004-03-20
	Rep	Providing automated trading services	-	2004-03-20
	Rep	Dealing in securities	-	2004-03-20