Personnel Hong Kong SFC License Details (ID 74224)

Personnel Hong Kong SFC License Details (ID 74224)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANTEC FUTURES LIMITED	Rep	Dealing in futures contracts	2021-08-05	-
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2021-08-05	-
KGI ASIA LIMITED	Rep	Dealing in securities	2018-12-06	2021-03-08
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-12-06	2021-03-08
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-06-07	2018-06-22
CITIC Securities Brokerage (HK) Limited	Rep	Advising on corporate finance	2003-04-01	2003-04-28
	Rep	Asset management	2003-04-01	2003-04-28
	Rep	Providing automated trading services	2003-04-01	2004-03-11
	Rep	Advising on securities	2003-04-01	2004-10-06
	Rep	Dealing in securities	2003-04-01	2018-06-22