Fong, Kam Hung 方錦洪

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YUE XIU SECURITIES COMPANY LIMITED	RO	Advising on securities	2016-01-21	-
	RO	Dealing in securities	2016-01-21	-
YUE XIU FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2015-06-25	2024-07-26
	RO	Dealing in futures contracts	2015-06-25	2024-07-26
YUE XIU SECURITIES COMPANY LIMITED	RO	Advising on futures contracts	2013-12-02	-
	RO	Dealing in futures contracts	2013-12-02	-
	Rep	Dealing in securities	2012-05-11	2016-01-21
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-03-29	2012-03-29
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2004-03-29	2012-03-29
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2003-06-17	2004-03-12
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	2003-06-17	2003-07-07
	Rep	Dealing in securities	2003-06-17	2004-03-12
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-21
	Rep	Advising on securities	2003-04-01	2003-05-21
	Rep	Asset management	2003-04-01	2003-05-21
	Rep	Providing automated trading services	2003-04-01	2003-05-21
	Rep	Dealing in securities	2003-04-01	2003-05-21
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-05-21
	Rep	Asset management	2003-04-01	2003-05-21
	Rep	Dealing in futures contracts	2003-04-01	2003-05-21
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-21
	Rep	Advising on securities	2003-04-01	2003-05-21
	Rep	Asset management	2003-04-01	2003-05-21
	Rep	Providing automated trading services	2003-04-01	2003-05-21
	Rep	Dealing in securities	2003-04-01	2003-05-21

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YUE XIU SECURITIES COMPANY LIMITED	RO	Advising on securities	2016-01-21	-
	RO	Dealing in securities	2016-01-21	-
YUE XIU FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2015-06-25	2024-07-26
	RO	Dealing in futures contracts	2015-06-25	2024-07-26
YUE XIU SECURITIES COMPANY LIMITED	RO	Advising on futures contracts	2013-12-02	-
	RO	Dealing in futures contracts	2013-12-02	-
	Rep	Dealing in securities	2012-05-11	2016-01-21
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-03-29	2012-03-29
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2004-03-29	2012-03-29
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2003-06-17	2004-03-12
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	2003-06-17	2003-07-07
	Rep	Dealing in securities	2003-06-17	2004-03-12
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-21
	Rep	Advising on securities	2003-04-01	2003-05-21
	Rep	Asset management	2003-04-01	2003-05-21
	Rep	Providing automated trading services	2003-04-01	2003-05-21
	Rep	Dealing in securities	2003-04-01	2003-05-21
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-05-21
	Rep	Asset management	2003-04-01	2003-05-21
	Rep	Dealing in futures contracts	2003-04-01	2003-05-21
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-21
	Rep	Advising on securities	2003-04-01	2003-05-21
	Rep	Asset management	2003-04-01	2003-05-21
	Rep	Providing automated trading services	2003-04-01	2003-05-21
	Rep	Dealing in securities	2003-04-01	2003-05-21