Personnel Hong Kong SFC License Details (ID 74235)

Personnel Hong Kong SFC License Details (ID 74235)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
XinKong International Securities Limited	Rep	Dealing in futures contracts	2017-09-28	2021-06-15
	Rep	Dealing in securities	2017-09-28	2021-06-15
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2007-10-22	2017-05-26
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-03-05	2017-05-26
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-01-09
	Rep	Advising on securities	-	2004-01-09
	Rep	Asset management	-	2004-01-09
	Rep	Dealing in securities	-	2004-03-05