Personnel Hong Kong SFC License Details (ID 74240)

Personnel Hong Kong SFC License Details (ID 74240)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Advising on securities	2019-09-23	-
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-09-11	-
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2019-09-11	-
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2014-07-31	2016-05-20
	Rep	Dealing in securities	2014-07-31	2016-05-20
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2011-04-06	2014-07-26
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2011-04-06	2014-07-26
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2010-01-13	2011-03-25
	Rep	Dealing in securities	2008-06-19	2011-03-25