| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2023-02-20 | 2024-09-26 |
| CMBC SECURITIES COMPANY LIMITED | RO | Advising on securities | 2023-02-20 | - |
| RO | Dealing in securities | 2021-09-24 | - | |
| Rep | Advising on securities | 2018-06-05 | 2023-02-20 | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2017-09-06 | - |
| Rep | Dealing in futures contracts | 2017-09-05 | 2017-09-06 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-09-05 | 2021-09-24 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-11-01 | 2017-07-25 |
| Rep | Dealing in securities | 2016-11-01 | 2017-07-25 | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2012-04-02 | 2016-09-02 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-08-26 | 2016-09-02 |
No HKMA registrations in the collected records.