| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GMO-Z.com Forex HK Limited | Rep | Leveraged foreign exchange trading | 2026-03-20 | - |
| SBI E2-Capital Securities Limited | RO | Advising on securities | 2021-03-15 | 2023-12-29 |
| RO | Dealing in futures contracts | 2020-08-04 | 2023-01-09 | |
| RO | Dealing in securities | 2020-08-04 | 2023-12-29 | |
| Vantum Asset Management Limited | Rep | Advising on securities | 2020-02-12 | 2020-09-01 |
| SBI E2-Capital Securities Limited | Rep | Dealing in futures contracts | 2018-10-15 | 2020-08-04 |
| Rep | Dealing in securities | 2018-09-21 | 2020-08-04 | |
| Rockflow Securities Limited | Rep | Asset management | 2018-05-29 | 2018-08-31 |
| Rep | Dealing in securities | 2018-05-07 | 2018-08-31 | |
| Magpie Securities Limited (HK) | Rep | Advising on securities | 2017-11-14 | 2018-03-25 |
| Rep | Dealing in securities | 2017-11-14 | 2018-03-25 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-01-26 | 2017-04-19 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-01-26 | 2017-04-19 |
| Arta Global Futures Limited | Rep | Dealing in futures contracts | 2017-01-09 | 2017-01-17 |
| ARTA GLOBAL MARKETS LIMITED | Rep | Dealing in securities | 2017-01-09 | 2017-01-17 |
| KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-11-02 | 2016-12-07 |
| KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-02 | 2016-12-07 |
| China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2016-02-12 | 2016-10-15 |
| Rep | Dealing in securities | 2016-02-12 | 2016-10-15 | |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-07-10 | 2015-11-11 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2009-07-10 | 2015-11-11 |
No HKMA registrations in the collected records.