| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-10-20 | - |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-10-20 | - |
| CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-01 |
| Rep | Asset management | 2003-04-01 | 2003-10-01 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-01 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-10-01 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-04-01 | 2003-10-01 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-01 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-01 |
| Rep | Asset management | 2003-04-01 | 2003-10-01 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-01 |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-01 |