Webb-site Legacy

Ip, Siu Man 葉兆文

SFC ID:AFZ394

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2021-03-12	-
	Rep	Dealing in securities	2005-03-23	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2005-03-23	-
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2004-10-21	2005-03-22
	Rep	Providing automated trading services	2003-05-16	2003-08-15
	Rep	Dealing in futures contracts	2003-05-16	2005-03-22
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Providing automated trading services	2003-05-16	2005-03-22
	Rep	Dealing in securities	2003-05-16	2005-03-22
Well Link International Securities Limited	Rep	Advising on futures contracts	2003-04-01	2003-05-16
	Rep	Asset management	2003-04-01	2003-05-16
	Rep	Providing automated trading services	2003-04-01	2003-05-16
	Rep	Dealing in futures contracts	2003-04-01	2003-05-16
WINWIN SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-16
	Rep	Advising on securities	2003-04-01	2003-05-16
	Rep	Asset management	2003-04-01	2003-05-16
	Rep	Providing automated trading services	2003-04-01	2003-05-16
	Rep	Dealing in securities	2003-04-01	2003-05-16