| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2024-11-11 | - |
| RO | Dealing in securities | 2018-04-25 | - |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-11-03 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-11-03 | 2018-04-25 |
| ABCI Securities Company Limited | Rep | Dealing in securities | 2014-02-25 | 2014-10-17 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-09-26 | 2014-02-10 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-09-26 | 2014-02-10 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-09-02 | 2013-04-18 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2009-09-02 | 2013-04-18 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-07-27 | 2009-08-28 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-07-27 | 2009-08-28 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-10-11 | 2007-05-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-10-11 | 2007-05-19 |