Personnel Hong Kong SFC License Details (ID 74265)

Personnel Hong Kong SFC License Details (ID 74265)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2014-02-24	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2014-02-24	-
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2009-11-12	2014-02-15
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2009-11-12	2014-02-15
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-05-07	2009-10-28
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-04-27	2009-10-28
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2008-04-22	2009-04-17
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2007-11-26	2009-04-17