Personnel Hong Kong SFC License Details (ID 74267)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC (Asia) Futures Company Limited	RO	Advising on futures contracts	2013-07-23	2021-07-27
	RO	Dealing in futures contracts	2013-07-23	2021-07-27
ICBC (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2012-05-03	2022-10-05
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2007-07-04	2011-10-04
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2007-04-04	2011-10-04