Law, Alison Wai Ying 羅惠英

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2003-12-09	2019-08-05
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-12-09	2019-08-05
REXCAPITAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-12-02
	Rep	Asset management	-	2003-12-02
	Rep	Dealing in futures contracts	-	2003-12-04
WINGS SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	-	2003-12-02
	Rep	Advising on securities	-	2003-12-02
	Rep	Asset management	-	2003-12-02
	Rep	Dealing in securities	-	2003-12-04

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2003-12-09	2019-08-05
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-12-09	2019-08-05
REXCAPITAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-12-02
	Rep	Asset management	-	2003-12-02
	Rep	Dealing in futures contracts	-	2003-12-04
WINGS SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	-	2003-12-02
	Rep	Advising on securities	-	2003-12-02
	Rep	Asset management	-	2003-12-02
	Rep	Dealing in securities	-	2003-12-04