Personnel Hong Kong SFC License Details (ID 74272)

Personnel Hong Kong SFC License Details (ID 74272)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Advising on securities	2021-11-16	2022-05-10
CMB International Global Markets Limited	Rep	Dealing in securities	2019-07-26	2022-02-07
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-05-25	2022-05-10
CMB International Securities Limited	RO	Dealing in securities	2015-10-14	2022-05-10
	Rep	Dealing in securities	2015-01-12	2015-10-14
CITIC Securities Brokerage (HK) Limited	Rep	Advising on corporate finance	-	2004-03-11
	Rep	Providing automated trading services	-	2004-03-11
	Rep	Advising on securities	-	2004-04-29
	Rep	Asset management	-	2004-04-29
	Rep	Dealing in securities	-	2014-12-26
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	-	2014-12-26