Personnel Hong Kong SFC License Details (ID 74276)

Personnel Hong Kong SFC License Details (ID 74276)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2013-03-12	2015-06-18
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2013-03-12	2015-06-18
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2013-03-12	2015-06-18
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2004-08-30	2012-07-02
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-08-12	2012-07-02
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-06-17
	Rep	Advising on securities	-	2004-06-17
	Rep	Asset management	-	2004-06-17
	Rep	Providing automated trading services	-	2004-06-17
	Rep	Dealing in securities	-	2004-06-17
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-06-17
	Rep	Advising on securities	-	2004-06-17
	Rep	Asset management	-	2004-06-17
	Rep	Providing automated trading services	-	2004-06-17
	Rep	Dealing in securities	-	2004-06-17