Lee, Godwin Yiu Kai 李耀基
SFC ID:AET319
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED | RO | Advising on securities | 2022-11-01 | - |
| RO | Asset management | 2022-11-01 | - | |
| RO | Dealing in securities | 2022-11-01 | - | |
| Atherton Asset Management Limited | RO | Asset management | 2020-12-22 | 2022-07-05 |
| Hua Liang Asset Management Limited | RO | Advising on securities | 2019-06-03 | 2020-10-16 |
| RO | Asset management | 2019-06-03 | 2020-10-16 | |
| Hua Liang Securities Limited | RO | Advising on futures contracts | 2019-06-03 | 2020-10-16 |
| RO | Advising on securities | 2019-06-03 | 2020-10-16 | |
| RO | Dealing in futures contracts | 2019-06-03 | 2020-10-16 | |
| RO | Dealing in securities | 2019-06-03 | 2020-10-16 | |
| NNFE International Asset Management Limited | RO | Advising on securities | 2018-09-04 | 2019-04-30 |
| Rep | Asset management | 2018-04-12 | 2018-04-12 | |
| RO | Asset management | 2018-04-12 | 2019-04-30 | |
| Finet Securities Limited | RO | Asset management | 2017-03-07 | 2017-06-28 |
| Atherton Asset Management Limited | RO | Asset management | 2015-09-21 | 2017-02-28 |
| Rep | Asset management | 2015-02-03 | 2015-09-21 | |
| VisionGain Capital Limited | Rep | Advising on securities | 2012-08-16 | 2015-02-01 |
| Rep | Asset management | 2012-08-16 | 2015-02-01 | |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2011-09-05 | 2012-07-01 |
| Rep | Dealing in securities | 2011-09-05 | 2012-07-01 | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2011-09-05 | 2012-07-01 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2005-02-05 | 2011-08-23 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-02-05 | 2011-08-23 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-11-19 | 2004-12-14 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-11-18 |
| Rep | Advising on securities | 2003-04-01 | 2003-11-18 | |
| Rep | Asset management | 2003-04-01 | 2003-11-18 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-11-18 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-12-14 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-11-18 |
| Rep | Advising on securities | 2003-04-01 | 2003-11-18 | |
| Rep | Asset management | 2003-04-01 | 2003-11-18 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-11-18 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-12-14 |