Personnel SFC Licences and HKMA Registrations (ID 74280)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-01-27	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2004-01-27	-
CELESTIAL COMMODITIES LIMITED	Rep	Providing automated trading services	2004-01-02	2004-01-27
	Rep	Dealing in futures contracts	2004-01-02	2004-01-27
CELESTIAL SECURITIES LIMITED	Rep	Providing automated trading services	2004-01-02	2004-01-27
	Rep	Dealing in securities	2004-01-02	2004-01-27
QUAM FUTURES LIMITED	Rep	Dealing in futures contracts	2003-12-09	2003-12-30
Quam Securities Limited	Rep	Dealing in securities	2003-12-09	2003-12-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.