Personnel Hong Kong SFC License Details (ID 74288)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2021-10-15	-
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2009-08-10	-
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE	Rep	Dealing in securities	2006-01-25	2007-09-07