Personnel Hong Kong SFC License Details (ID 74297)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2017-04-10	2020-08-31
	Rep	Asset management	2017-04-10	2020-08-31
	Rep	Dealing in securities	2017-04-10	2020-08-31
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2011-06-22	2013-06-23
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Advising on securities	2008-03-18	2009-10-01