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Liu, Hsiang Wen 劉湘雯 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 74299)
Liu, Hsiang Wen 劉湘雯
SFC ID:
AHG443
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC bans Liu Hsiang Wen for 8 months
SFC, 25-Jan-2016
She failed to disclose a Taiwan criminal conviction to the SFC and to Bank of East Asia when applying for a new job. She was convicted on 10-Aug-2010 but carried on working for CITIC Securities in HK until 1-Jun-2012, then BEA until 8-Sep-2014.
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