Webb-site Legacy

Lo, Hon Yan 羅漢恩

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2005-09-09	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2005-09-09	-
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-09
	Rep	Advising on securities	2003-04-01	2004-01-09
	Rep	Asset management	2003-04-01	2004-01-09
	Rep	Dealing in securities	2003-04-01	2005-09-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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