| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2005-03-07 | - |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2005-03-07 | - |
| Well Link International Securities Limited | Rep | Dealing in futures contracts | 2004-08-17 | 2005-03-04 |
| WINWIN SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-17 | 2005-03-04 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-04-02 | 2004-07-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-04-02 | 2004-07-31 |
| REXCAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-11-20 | 2004-03-23 |
| WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-11-20 | 2004-03-23 |