Personnel Hong Kong SFC License Details (ID 74320)

Personnel Hong Kong SFC License Details (ID 74320)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Finloop Finance Limited	Rep	Dealing in securities	2024-06-27	-
Fosun International Securities Limited	Rep	Dealing in securities	2020-02-14	-
PING AN SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2019-12-11	2020-02-09
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2017-08-25	2020-02-09
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2017-08-25	2020-02-09
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2016-04-18	2017-07-29
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-04-18	2017-07-29
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2014-12-15	2016-04-08
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2013-04-29	2016-04-08
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2012-11-09	2016-04-08
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2011-01-13	2012-04-11
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2011-01-13	2012-04-11
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-07-23	2011-01-04
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2009-07-23	2011-01-04