Personnel Hong Kong SFC License Details (ID 74329)

Personnel Hong Kong SFC License Details (ID 74329)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2024-04-30	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2020-06-01	-
	Rep	Dealing in securities	2020-06-01	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2017-11-17	2020-04-06
	Rep	Dealing in securities	2017-11-17	2020-04-06
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2013-06-03	2017-10-10
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2012-09-28	2017-10-10
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2012-09-28	2017-10-10
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2009-12-10	2012-09-24
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2009-12-10	2012-09-24