| ICBC INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2019-12-06 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2019-12-06 | - |
| RO | Dealing in securities | 2019-12-06 | - |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-08-22 | 2019-12-06 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2019-08-22 | 2019-12-06 |
| Rep | Dealing in securities | 2019-08-22 | 2019-12-06 |
| Hao Tian Asset Management Limited | Rep | Asset management | 2018-07-31 | 2019-08-10 |
| Hao Tian International Futures Limited | RO | Dealing in futures contracts | 2018-07-31 | 2019-08-10 |
| Rep | Dealing in futures contracts | 2018-02-28 | 2018-07-31 |
| Hao Tian International Securities Limited | RO | Dealing in securities | 2017-08-16 | 2019-08-10 |
| Rep | Dealing in securities | 2017-03-02 | 2017-08-16 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-04-15 | 2017-02-17 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-04-15 | 2017-02-17 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-03-25 | 2015-03-20 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-03-25 | 2015-03-20 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2012-12-17 | 2013-03-05 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-11-08 | 2013-03-05 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-06-29 | 2012-10-30 |
| BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2008-01-24 | 2008-03-03 |
| BOCOM International Securities Limited | Rep | Dealing in securities | 2008-01-24 | 2009-06-24 |
| GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-27 | 2008-01-02 |