| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CPE Asset Management Limited | RO | Advising on securities | 2022-10-31 | - |
| RO | Asset management | 2022-10-31 | - | |
| APlus Partners Asset Management Limited | RO | Advising on securities | 2021-05-26 | 2022-01-01 |
| RO | Asset management | 2021-05-26 | 2022-01-01 | |
| Rep | Asset management | 2021-04-13 | 2021-05-26 | |
| Rep | Advising on securities | 2021-03-05 | 2021-05-26 | |
| CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2020-08-13 | 2020-09-21 |
| Rep | Dealing in futures contracts | 2020-08-13 | 2020-09-21 | |
| Rep | Dealing in securities | 2020-08-13 | 2020-09-21 | |
| RO | Advising on securities | 2017-05-23 | 2020-08-13 | |
| RO | Dealing in futures contracts | 2017-05-23 | 2020-08-13 | |
| RO | Dealing in securities | 2017-05-23 | 2020-08-13 | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-06-19 | 2017-05-16 |
| CITIC Securities Brokerage (HK) Limited | RO | Advising on securities | 2012-05-25 | 2017-05-16 |
| RO | Dealing in securities | 2012-05-25 | 2017-05-16 | |
| Rep | Advising on securities | 2008-08-04 | 2012-05-25 | |
| Rep | Dealing in securities | 2008-08-04 | 2012-05-25 | |
| BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2006-10-27 | 2008-05-30 |
| Rep | Dealing in securities | 2006-10-27 | 2008-05-30 |
No HKMA registrations in the collected records.