Personnel Hong Kong SFC License Details (ID 74338)

Personnel Hong Kong SFC License Details (ID 74338)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	RO	Dealing in securities	2026-03-17	2026-09-13
	Rep	Dealing in securities	2026-01-16	2026-03-17
Yunfeng Financial Markets Limited	RO	Advising on securities	2022-02-21	2023-08-22
Yunfeng Securities Limited	RO	Advising on securities	2022-02-21	2023-08-22
Yunfeng Financial Markets Limited	RO	Dealing in securities	2020-02-04	2023-08-22
Yunfeng Securities Limited	RO	Dealing in securities	2020-02-04	2023-08-22
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2019-11-21	2020-02-04
Yunfeng Securities Limited	Rep	Dealing in securities	2019-11-21	2020-02-04
China Chengtong (Hong Kong) Asset Management Company Limited	RO	Dealing in securities	2017-11-23	2019-10-31
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2017-02-21	2017-10-27
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2017-02-21	2017-10-27
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2015-07-28	2015-09-09
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2015-07-28	2015-09-09
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2010-02-19	2014-09-13
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2010-02-19	2014-09-13
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2009-05-20	2010-02-06
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2009-05-20	2010-02-06