Personnel Hong Kong SFC License Details (ID 74349)

Personnel Hong Kong SFC License Details (ID 74349)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Prestige Asset Management Limited	Rep	Advising on securities	2026-01-19	2026-08-06
WRise Prestige Securities Limited	Rep	Dealing in securities	2026-01-19	2026-08-06
WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2023-03-07	2025-07-28
	Rep	Dealing in securities	2023-03-07	2025-07-28
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2018-09-12	2022-02-16
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2006-07-28	2018-06-11