| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2011-11-24 | 2020-08-25 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2008-09-08 | 2020-08-25 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2008-09-08 | 2010-11-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-11-13 | 2008-08-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-11-13 | 2008-08-30 |
| VC BROKERAGE LIMITED | Rep | Providing automated trading services | - | 2003-08-26 |
| Rep | Advising on corporate finance | - | 2003-11-05 |
| Rep | Advising on securities | - | 2003-11-05 |
| Rep | Asset management | - | 2003-11-06 |
| Rep | Dealing in securities | - | 2003-11-06 |
| VC FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-11-05 |
| Rep | Asset management | - | 2003-11-05 |
| Rep | Dealing in futures contracts | - | 2003-11-06 |