Personnel Hong Kong SFC License Details (ID 74351)

Personnel Hong Kong SFC License Details (ID 74351)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2015-12-23	-
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2012-01-19	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2011-10-26	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2007-08-07	2011-10-12
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-05-10	2011-10-12
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-09
	Rep	Advising on securities	2003-04-01	2004-01-09
	Rep	Asset management	2003-04-01	2004-01-09
	Rep	Dealing in securities	2003-04-01	2004-05-05