Tsui, Roger Chi Fung 徐志豐

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2010-10-21	2011-10-15
ABCI Securities Company Limited	Rep	Advising on securities	2009-08-04	2010-10-17
	Rep	Dealing in securities	2009-08-04	2010-10-17
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2009-02-09	2009-03-31
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2009-02-09	2009-03-31
	Rep	Dealing in securities	2009-01-20	2009-03-31
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Dealing in securities	2008-02-12	2008-07-26
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2008-02-12	2008-07-26
LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	Rep	Dealing in securities	2007-04-10	2007-07-25
BEAR STEARNS ASIA LIMITED	Rep	Asset management	-	2004-12-09
	Rep	Advising on corporate finance	-	2007-03-09
	Rep	Advising on securities	-	2007-03-09
	Rep	Providing automated trading services	-	2007-03-09
	Rep	Dealing in securities	-	2007-03-09
BEAR STEARNS HONG KONG LIMITED	Rep	Advising on futures contracts	-	2004-12-09
	Rep	Asset management	-	2004-12-09
	Rep	Dealing in futures contracts	-	2004-12-09

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2010-10-21	2011-10-15
ABCI Securities Company Limited	Rep	Advising on securities	2009-08-04	2010-10-17
	Rep	Dealing in securities	2009-08-04	2010-10-17
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2009-02-09	2009-03-31
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2009-02-09	2009-03-31
	Rep	Dealing in securities	2009-01-20	2009-03-31
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Dealing in securities	2008-02-12	2008-07-26
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2008-02-12	2008-07-26
LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	Rep	Dealing in securities	2007-04-10	2007-07-25
BEAR STEARNS ASIA LIMITED	Rep	Asset management	-	2004-12-09
	Rep	Advising on corporate finance	-	2007-03-09
	Rep	Advising on securities	-	2007-03-09
	Rep	Providing automated trading services	-	2007-03-09
	Rep	Dealing in securities	-	2007-03-09
BEAR STEARNS HONG KONG LIMITED	Rep	Advising on futures contracts	-	2004-12-09
	Rep	Asset management	-	2004-12-09
	Rep	Dealing in futures contracts	-	2004-12-09