Personnel SFC Licences and HKMA Registrations (ID 74357)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2017-09-25	-
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-09-25	-
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-09-25	-
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2009-12-10	2017-08-25
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2009-12-10	2017-08-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.