| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2017-07-11 | 2018-08-31 |
| Rep | Dealing in securities | 2017-07-11 | 2018-08-31 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2011-11-17 | 2016-07-29 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2005-01-24 | 2016-07-29 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2005-01-24 | 2010-11-01 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | - | 2003-06-02 |
| Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | - | 2003-06-02 |
| Rep | Advising on securities | - | 2003-06-02 |
| Rep | Asset management | - | 2003-06-02 |
| Rep | Dealing in securities | - | 2003-06-02 |