| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2017-11-24 | - |
| Rep | Dealing in securities | 2005-04-21 | - |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2005-04-21 | - |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-25 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-25 |
| Rep | Asset management | 2003-04-01 | 2004-06-25 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-06-25 |
| Rep | Dealing in securities | 2003-04-01 | 2005-04-19 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-06-25 |
| Rep | Asset management | 2003-04-01 | 2004-06-25 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-04-19 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-06-25 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-25 |
| Rep | Asset management | 2003-04-01 | 2004-06-25 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-06-25 |
| Rep | Dealing in securities | 2003-04-01 | 2005-04-19 |