Personnel Hong Kong SFC License Details (ID 74371)

Personnel Hong Kong SFC License Details (ID 74371)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	RO	Dealing in securities	2016-10-12	-
CITIC Securities Futures (HK) Limited	RO	Dealing in futures contracts	2016-10-12	-
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2007-06-14	2016-10-12
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2007-06-14	2016-10-12
VC FUTURES LIMITED	Rep	Dealing in futures contracts	2003-06-06	2007-05-24
VC BROKERAGE LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-04-24
	Rep	Advising on securities	2003-04-01	2003-04-24
	Rep	Asset management	2003-04-01	2003-04-24
	Rep	Providing automated trading services	2003-04-01	2003-08-26
	Rep	Dealing in securities	2003-04-01	2007-05-24