Personnel Hong Kong SFC License Details (ID 74372)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EVERBRIDGE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2026-09-09	-
	RO	Asset management	2026-09-09	-
GP ASSET MANAGEMENT LIMITED	RO	Advising on securities	2023-03-01	2025-11-13
	RO	Asset management	2023-03-01	2025-11-13
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	2021-11-10	2023-02-24
MASON INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2021-07-13	2023-02-24
Mason Securities Limited	RO	Advising on securities	2021-07-13	2023-02-24
MASON INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2021-03-17	2021-07-13
	RO	Asset management	2021-03-17	2023-02-24
	RO	Dealing in securities	2021-03-17	2023-02-24
Mason Securities Limited	Rep	Advising on securities	2021-03-17	2021-07-13
	RO	Asset management	2021-03-17	2023-02-24
	RO	Dealing in securities	2021-03-17	2023-02-24
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2021-03-17	2023-02-24
Mason Securities Limited	Rep	Dealing in securities	2020-11-30	2021-03-17
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2020-11-30	2021-03-17
XHK Limited	Rep	Dealing in futures contracts	2020-09-14	2020-10-18
	Rep	Dealing in securities	2020-09-14	2020-10-18
uSmart Securities Limited	Rep	Asset management	2020-05-08	2020-08-05
Springwell Capital Limited	RO	Asset management	2020-01-03	2020-04-19
	Rep	Asset management	2018-11-01	2020-01-03
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-09-14	2018-09-20
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-09-14	2018-09-20
Saxo Capital Markets HK Limited	Rep	Leveraged foreign exchange trading	2017-05-10	2017-07-28
	Rep	Dealing in futures contracts	2016-10-17	2017-07-28
	Rep	Dealing in securities	2016-10-17	2017-07-28
TFI Asset Management Limited	Rep	Asset management	2014-07-24	2015-11-10
Rifa Futures Limited	Rep	Dealing in futures contracts	2013-12-20	2015-11-10
Rifa Securities Limited	Rep	Dealing in securities	2013-12-20	2015-11-10
XinKong International Asset Management Limited	Rep	Asset management	2013-01-07	2013-12-13
XinKong International Securities Limited	Rep	Dealing in futures contracts	2013-01-07	2013-12-13
	Rep	Dealing in securities	2013-01-07	2013-12-13
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2012-08-02	2013-01-01
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2011-02-15	2012-07-01
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2011-02-15	2012-07-01
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2008-09-05	2011-02-01
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2008-09-05	2011-02-01
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in futures contracts	2007-03-20	2007-09-03
	Rep	Dealing in securities	2007-03-20	2007-09-03