Yang, Shiau-ju 楊筱筑

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2015-12-03	-
BOCOM International Securities Limited	Rep	Dealing in securities	2013-10-31	2015-10-28
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2011-01-18	2013-10-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2015-12-03	-
BOCOM International Securities Limited	Rep	Dealing in securities	2013-10-31	2015-10-28
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2011-01-18	2013-10-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.