Personnel Hong Kong SFC License Details (ID 74381)

Personnel Hong Kong SFC License Details (ID 74381)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2013-01-14	2026-08-10
	Rep	Dealing in securities	2013-01-14	2026-08-10
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-06-07	2012-12-22
CITIC Securities Brokerage (HK) Limited	Rep	Advising on corporate finance	-	2003-05-07
	Rep	Advising on securities	-	2003-05-07
	Rep	Asset management	-	2003-05-07
	Rep	Providing automated trading services	-	2004-03-11
	Rep	Dealing in securities	-	2012-12-22