Personnel Hong Kong SFC License Details (ID 74385)

Personnel Hong Kong SFC License Details (ID 74385)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-06-30	-
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2021-06-30	-
	Rep	Dealing in securities	2021-06-30	-
CMBC International Securities Limited	Rep	Advising on securities	2018-12-03	2020-05-29
	Rep	Dealing in securities	2018-12-03	2020-05-29
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2017-12-29	2020-05-29
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2017-12-29	2020-05-29
	Rep	Dealing in securities	2017-12-29	2020-05-29
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2012-11-12	2017-08-30
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2011-03-28	2017-08-30
	Rep	Advising on securities	2010-10-21	2011-09-12