Personnel Hong Kong SFC License Details (ID 74387)

Personnel Hong Kong SFC License Details (ID 74387)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2005-11-01	2017-05-26
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2005-11-01	2013-09-05
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2003-07-16	2005-07-27
Everbright Securities Digital Finance (HK) Limited	Rep	Advising on corporate finance	-	2003-06-24
	Rep	Advising on securities	-	2003-06-24
	Rep	Asset management	-	2003-06-24
	Rep	Providing automated trading services	-	2004-05-17
	Rep	Dealing in securities	-	2005-07-27
Everbright Securities Investment Services (HK) Limited	Rep	Advising on corporate finance	-	2003-06-24
	Rep	Advising on securities	-	2003-06-24
	Rep	Asset management	-	2003-06-24
	Rep	Providing automated trading services	-	2003-07-07
	Rep	Dealing in securities	-	2005-07-27