Personnel Hong Kong SFC License Details (ID 74388)

Personnel Hong Kong SFC License Details (ID 74388)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2019-04-10	2019-10-01
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2019-04-10	2019-10-01
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2017-11-24	2018-06-22
	Rep	Dealing in securities	2011-02-22	2018-06-22
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2011-02-22	2018-06-22
OnePlatform Asset Management Limited	Rep	Dealing in securities	2010-06-03	2010-10-04
	Rep	Advising on securities	2009-07-13	2010-06-03