| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2026-03-19 | - |
| RO | Advising on securities | 2026-03-19 | - |
| RO | Dealing in futures contracts | 2026-03-19 | - |
| RO | Dealing in securities | 2026-03-19 | - |
| RO | Advising on futures contracts | 2025-02-26 | 2026-03-18 |
| RO | Advising on securities | 2025-02-26 | 2026-03-18 |
| RO | Dealing in futures contracts | 2025-02-26 | 2026-03-18 |
| RO | Dealing in securities | 2025-02-26 | 2026-03-18 |
| Rep | Advising on futures contracts | 2021-03-09 | 2025-02-26 |
| Rep | Advising on securities | 2021-03-09 | 2025-02-26 |
| Rep | Dealing in futures contracts | 2021-03-09 | 2025-02-26 |
| Rep | Dealing in securities | 2021-03-09 | 2025-02-26 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2019-02-28 |
| Rep | Dealing in securities | 2016-12-19 | 2017-10-02 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-07-09 | 2015-11-15 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-07-09 | 2015-11-15 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | Advising on corporate finance | 2011-01-13 | 2013-07-01 |
| Rep | Advising on securities | 2011-01-13 | 2013-07-01 |
| Rep | Dealing in securities | 2011-01-13 | 2013-07-01 |
| VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-08-25 | 2011-01-02 |