Nie, Shuoliang (SFC:AWX068) 聶碩良

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-09-07	2020-06-15
	Rep	Advising on securities	2016-09-07	2020-06-15
	Rep	Dealing in securities	2016-09-07	2020-06-15
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2011-03-03	2013-06-15
	Rep	Advising on securities	2011-03-03	2013-06-15
	Rep	Dealing in securities	2011-03-03	2013-06-15

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-09-07	2020-06-15
	Rep	Advising on securities	2016-09-07	2020-06-15
	Rep	Dealing in securities	2016-09-07	2020-06-15
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2011-03-03	2013-06-15
	Rep	Advising on securities	2011-03-03	2013-06-15
	Rep	Dealing in securities	2011-03-03	2013-06-15