Personnel Hong Kong SFC License Details (ID 74427)

Personnel Hong Kong SFC License Details (ID 74427)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guolian Securities International Asset Management Co., Limited	Rep	Asset management	2021-01-22	2021-08-13
Guolian Securities International Capital Co., Limited	Rep	Advising on securities	2021-01-22	2021-08-13
	Rep	Dealing in securities	2021-01-22	2021-08-13
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2014-05-21	2020-11-27
	Rep	Asset management	2014-05-21	2020-11-27
	Rep	Dealing in securities	2014-05-21	2020-11-27
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2011-05-09	2011-10-26
	Rep	Advising on securities	2011-05-09	2011-10-26
	Rep	Dealing in securities	2011-05-09	2011-10-26
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2010-07-05	2010-09-27
	Rep	Dealing in securities	2010-07-05	2010-09-27
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2007-09-25	2010-06-02
	Rep	Dealing in securities	2007-09-25	2010-06-02
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2007-09-25	2010-06-02