Personnel Hong Kong SFC License Details (ID 74450)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2026-07-08	-
CITIC Securities Asset Management (HK) Limited	Rep	Advising on securities	2008-09-24	2014-01-01
	Rep	Asset management	2008-09-24	2014-01-01
CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2008-01-17	2008-08-31
	Rep	Asset management	2008-01-17	2008-08-31
FIRST SHANGHAI CAPITAL LIMITED	Rep	Advising on corporate finance	2003-04-01	2007-11-30