Personnel Hong Kong SFC License Details (ID 7446)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Somerley Capital Limited	RO	Advising on corporate finance	2013-10-02	-
	RO	Dealing in securities	2013-10-02	-
Atherton Asset Management Limited	RO	Asset management	2008-09-10	2013-07-06
Shang International Finance Limited	RO	Dealing in securities	2005-05-11	2016-05-23
	Rep	Dealing in securities	2003-04-01	2005-05-11
	RO	Asset management	2003-04-01	2014-01-27
	RO	Advising on corporate finance	2003-04-01	2016-05-23
	RO	Advising on securities	2003-04-01	2016-05-23